Job Description
This position within our Regulatory Services team is primarily responsible for supporting the delivery of high-quality regulatory services for both clients and investors under different jurisdictions, including but not limited to KYC onboarding/periodic reviews, AML/CFT compliance and FATCA/CRS reporting as well as monitoring and reviews for private equity clients. The successful candidate is expected to maintain high and consistent standards in accordance with the KYC/AML/CRS policies and procedures of the firm. In addition, the successful candidate may also be assigned other compliance/risk management relevant tasks, assignments, or projects.
Responsibilities
| • | Research regulations by reviewing regulatory bulletins and other sources of information. |
| • | Primary point of contact for clients in completing documentation and regular reviews related to Know Your Client (KYC). |
| • | FATCA reporting and CRS forms preparation and reviews. |
| • | Assist with reviewing documentation requirements according to the internal KYC/AML/CRS policies and procedures. |
| • | Analyze Market Trends and Customer Behavior. |
| • | Contact client to obtain KYC information and documentation. |
| • | Interact with clients on AML-related risk issues. |
| • | Prepare client-specific KYC-related analyses, as required. |
Qualifications
| • | Bachelor’s degree in Accounting, Commerce or Finance or an equivalent degree. |
| • | At least 2 years relevant experience in AML/KYC onboarding due diligence/operational activities and/or FATCA/CRS regulatory and reporting knowledge. |
| • | Proven cross jurisdictional AML/CFT regulatory knowledge compliance or related functions in a large corporate or financial institution environment. |
| • | Understanding of AML/CFT framework and the regulatory environment and its applicability in the areas of onboarding, on-going client reviews and transaction monitoring. |
| • | Candidates working in financial services and/or fund industry preferred. |
Other Skills
| • | Strong interpersonal and service excellence mindset. |
| • | Good time management and problem-solving skills. |
| • | Agile and works well under pressure. |
| • | Strong client focus and have high sensitivity for quality and accuracy. |
| • | Fluency in both spoken and written English. Proficiency in Chinese/Mandarin and/or other asian language is a plus. |
| • | Proficiency in Excel and other windows-based software. |
We are offering our people with an inclusive environment where your ideas matter. If you are an achiever who enjoys working in a fast-paced and collaborative setting, surrounded with great people and inspiring leaders, come and join us! Please send us your updated CV to: hr@linnovatepartners.com
